Compliance Executive-Vice-President (EVP)

• Manage the Group Compliance team which supports the Fund Services and Governance Services in Luxembourg.
• Assist the business on compliance matters, creating and implementing the compliance plans and training staff on compliance topics;
• Identify, assess and manage the compliance risks relating to the Luxembourg Companies activities;
• Participate in Compliance monitoring activities, perform monitoring reviews and report on the outcome of such reviews, in accordance with the Luxembourg Companies annual monitoring plans and with the Compliance Monitoring Policy;
• Give advice and support to staff on compliance related matters such as AML and KYC, tax compliance, data protection and confidentiality, outsourcing organization, corporate governance;
• Analyze reporting of suspicions concerning transaction and activities and report as appropriate;
• Write policies, keep them up to date with new developments and review on a regular basis;
• Draft compliance reports for the board of directors of the Luxembourg Companies and for the CSSF;
• Attend Board and Committee meetings;
• Participate in the communication with the Luxembourg regulator;
• Provide training and or arrange for training to employees regarding Compliance policies, and regulatory changes;
• Assist in the governance of the outsourcing framework and outsourcing oversight.

• University degree in a relevant discipline;
• A minimum of 10 years related work experience in the Luxembourg financial sector;
• Strong knowledge of the Luxembourg legal and regulatory environment in particular AML/CFT and outsourcing;
• CSSF approved essential
• Strong analytical, research and reporting skills;
• Excellent communication skills especially for drafting in English policies, communications to authorities, reports etc.;
• Compliance monitoring experience will be a plus;
• Pro-active and result driven;
• Developing good working relationships;
• Tenacity.

Global leader in fund services, corporate governance and related asset services with staff across 80 offices worldwide. With more than $1.8 trillion in assets under administration.

About the Team & Business Line:

• Broad range of financial services through its three business divisions that are present in Luxembourg:
• Fund Services as fund administrator (Hedge, Private Equity, Real Estate and SPVs)
• Governance Services as provider of trust and corporate services to commercial companies based in Luxembourg
• Depositary and Banking services with a banking branch.